Hau Yin Lo
盧巧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Yin Lo (盧巧賢), CE reference AAG542. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |