Andrew Sheung Yan Chan
陳上仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Sheung Yan Chan (陳上仁), CE reference ALY156. Currently licensed at 1 firm(s): ZMF Asset Management Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 — Asset management | 2024-07-02 | present |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-04 | present |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 4 — Advising on securities | 2021-03-04 | present |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 — Asset management | 2021-03-04 | 2024-07-02 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-24 | 2021-03-04 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-17 | 2020-12-18 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-17 | 2020-12-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-06-06 | 2015-03-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-21 | 2015-03-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-15 | 2015-03-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-15 | 2014-03-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-15 | 2015-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-18 | 2010-05-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-24 | 2010-05-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-24 | 2010-05-21 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-16 | 2005-11-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-26 | 2005-11-18 |