Kin Wai So
蘇健偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai So (蘇健偉), CE reference BDY431. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-11-06 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-07 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-07 | 2024-07-26 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-07 | 2017-07-25 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-07 | 2017-07-25 |