Xuantong Yang
楊玄同
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuantong Yang (楊玄同), CE reference BPE397. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-27 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-03 | 2022-06-05 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-03 | 2022-06-05 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-03 | 2022-06-05 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-25 | 2022-03-17 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-11-25 | 2022-03-17 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2019-11-25 | 2022-03-17 |