Novem Kwok Ying Liu
廖國英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Novem Kwok Ying Liu (廖國英), CE reference AOA961. Currently licensed at 1 firm(s): Tokai Tokyo Securities (Asia) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-30 | present |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-11 | 2016-09-30 |