Novem Kwok Ying Liu
廖國英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Novem Kwok Ying Liu (廖國英), a licensed Representative with CE reference AOA961. Currently licensed at 1 firm(s): Tokai Tokyo Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 14.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-30 | present |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-11 | 2016-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Novem Kwok Ying Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.