Ricky Lap Ki Lee
李立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Lap Ki Lee (李立基), CE reference ALW691. Currently licensed at 1 firm(s): Topaz Financial Group Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-12 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-12 | 2022-06-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2015-05-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-10 | 2010-05-31 |