Wai Kho
許維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kho (許維), CE reference BEM972. Currently licensed at 1 firm(s): TransAsia Private Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-05 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-05 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-05 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-04 | 2020-03-16 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-04 | 2019-11-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-01 | 2020-03-16 |