Christopher Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chan, a licensed Representative with CE reference AXG908. Currently licensed at 2 firm(s): Topaz Capital Management Limited, Topaz Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2025-08-06 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-19 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-19 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-30 | 2024-12-26 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-30 | 2024-12-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-09 | 2015-07-06 |