Caroline Nga Pui Choy
蔡雅珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Nga Pui Choy (蔡雅珮), a licensed Representative with CE reference AIG553. Currently licensed at 1 firm(s): Topaz Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-08 | 2023-12-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-27 | 2014-08-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Nga Pui Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.