Vincent Marshall Kwan Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Marshall Kwan Ho Lee (李君豪), a licensed Responsible Officer with CE reference AAK213. Currently licensed at 2 firm(s): Tung Tai Securities Company Limited, Tung Tai Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-18 | present |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 - Advising on securities | 2025-11-18 | present |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-21 | 2020-08-18 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2020-08-18 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2023-07-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2020-08-18 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-14 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-14 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-14 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Marshall Kwan Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.