Vincent Marshall Kwan Ho Lee
李君豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Marshall Kwan Ho Lee (李君豪), CE reference AAK213. Currently licensed at 2 firm(s): Tung Tai Securities Company Limited, Tung Tai Asset Management Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-18 | present |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 — Advising on securities | 2025-11-18 | present |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 9 — Asset management | present | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-21 | 2020-08-18 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2020-08-18 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2023-07-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 — Advising on securities | present | 2020-08-18 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-14 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-09-14 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 9 — Asset management | present | 2004-09-14 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-09-14 |