Roy Shun Keung Kwok
郭舜強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Shun Keung Kwok (郭舜強), CE reference AQI400. Currently licensed at 1 firm(s): Tor Investment Management (Hong Kong) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-05-14 | present |
| DBG Investment Limited |
RO | Type 4 — Advising on securities | 2021-03-23 | 2021-05-09 |
| DBG Investment Limited |
RO | Type 9 — Asset management | 2021-03-23 | 2021-05-09 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2021-03-31 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 9 — Asset management | 2017-01-13 | 2021-03-31 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-01 | 2017-01-06 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-01 | 2017-01-06 |
| My Decker Capital Advisors Hong Kong Limited |
RO | Type 4 — Advising on securities | 2010-12-16 | 2011-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-05 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-05 | 2008-12-10 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-23 | 2008-10-24 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-04-23 | 2008-10-24 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-04-23 | 2008-10-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2008-03-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-18 | 2008-03-20 |