Andrew Koon Hung To
杜冠雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Koon Hung To (杜冠雄), a licensed Representative with CE reference AAD599. Currently licensed at 2 firm(s): Tiger Faith Securities Limited, Tiger Faith Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 34.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Faith Securities Limited 駿達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-16 | present |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-16 | present |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-05 | 2021-02-01 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-15 | 2020-12-10 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-07 | 2019-01-15 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 - Asset management | 2017-10-13 | 2018-12-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-20 | 2018-12-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 - Advising on securities | 2017-03-20 | 2018-12-31 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-07 | 2017-03-20 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-07 | 2017-03-20 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-04 | 2017-01-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2014-05-02 | 2017-01-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-02-14 | 2017-01-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-17 | 2014-07-04 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2011-05-13 | 2013-06-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-07 | 2013-06-29 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-07 | 2013-06-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-07 | 2011-05-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-03-07 | 2013-06-29 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-07 | 2013-06-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-07-24 | 2011-03-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-08-06 | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-01-29 | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-14 | 2011-03-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-03-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-14 |
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Koon Hung To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.