Kelly Tung Mui Chan
陳冬梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Tung Mui Chan (陳冬梅), CE reference ADQ100. Currently licensed at 1 firm(s): TransAsia Private Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-20 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-28 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | present |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-29 | 2013-12-13 |
| Cheetah Advisors Limited 捷達顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-10 | 2009-10-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-18 | 2006-05-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-18 | 2006-05-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-01-18 | 2006-05-22 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-06-16 | 2005-12-23 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-12-23 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-12-23 |