Kwok Shing Yan
印國成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Yan (印國成), CE reference ACF678. Currently licensed at 1 firm(s): Tse's Securities Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-12 | present |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-08-12 | 2008-09-20 |