Kwok Shing Yan
印國成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Yan (印國成), a licensed Representative with CE reference ACF678. Currently licensed at 1 firm(s): Tse's Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-12 | present |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-08-12 | 2008-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Shing Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.