Ying Hang Wat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Hang Wat (屈應鏗), a licensed Responsible Officer with CE reference AAK716. Currently licensed at 1 firm(s): Tung Yat Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-27 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-27 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 9 - Asset management | 2023-09-27 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-11 | 2023-09-27 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-11 | 2023-09-27 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 9 - Asset management | 2023-08-11 | 2023-09-27 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-16 | 2023-05-31 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 - Advising on securities | 2022-05-05 | 2023-05-31 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 9 - Asset management | 2022-05-05 | 2023-05-31 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-15 | 2022-04-14 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-15 | 2022-04-14 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-16 | 2020-05-15 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-16 | 2020-05-15 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-22 | 2020-03-01 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 - Asset management | 2018-11-22 | 2020-03-01 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-19 | 2020-03-01 |
| Sino Wealth Securities Limited 國新證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-12 | 2016-12-31 |
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-21 | 2014-09-12 |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-04-01 | 2014-08-21 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-19 | 2011-03-31 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2009-08-19 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-08 | 2009-06-30 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-05-06 | 2007-12-31 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-07-09 | 2007-12-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-04-30 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-04-30 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-30 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Hang Wat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.