Caroline Marie Eugenie Renee Bouvard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Marie Eugenie Renee Bouvard, a licensed Representative with CE reference AUX261. Currently licensed at 1 firm(s): Tora Trading Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 5.8 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2026-03-03 | present |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2026-03-03 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-24 | 2024-03-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-01 | 2024-03-28 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-27 | 2022-01-14 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-22 | 2019-02-27 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-22 | 2022-01-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-23 | 2010-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Marie Eugenie Renee Bouvard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.