Caroline Marie Eugenie Renee Bouvard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Marie Eugenie Renee Bouvard, CE reference AUX261. Currently licensed at 1 firm(s): Tora Trading Services Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2026-03-03 | present |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2026-03-03 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-24 | 2024-03-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-01 | 2024-03-28 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-27 | 2022-01-14 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-22 | 2019-02-27 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-22 | 2022-01-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-23 | 2010-03-28 |