Nga Wan Yip

葉雅雲
CE No. AJK926 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Wan Yip (葉雅雲), a licensed Responsible Officer with CE reference AJK926. Currently licensed at 2 firm(s): LiveReport Asset Management Limited, Tiger Faith Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
LiveReport Asset Management Limited
駿達資產管理有限公司
RO Type 4 - Advising on securities 2023-06-19 present
LiveReport Asset Management Limited
駿達資產管理有限公司
RO Type 9 - Asset management 2023-06-19 present
Tiger Faith Securities Limited
駿達證券有限公司
Rep Type 1 - Dealing in securities 2020-09-04 present
LiveReport Asset Management Limited
駿達資產管理有限公司
Rep Type 4 - Advising on securities 2020-09-04 2023-06-19
LiveReport Asset Management Limited
駿達資產管理有限公司
Rep Type 9 - Asset management 2020-09-04 2023-06-19

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