King Wai Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Cheng (鄭經緯), a licensed Responsible Officer with CE reference AHR486. Currently licensed at 1 firm(s): Tung Yat Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 9 - Asset management | 2022-12-16 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 - Advising on securities | 2022-09-13 | present |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-13 | present |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2008-11-13 | 2018-10-24 |
| Nerico Brothers Limited | RO | Type 1 - Dealing in securities | 2008-06-17 | 2018-10-24 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2008-04-28 | 2008-06-17 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-08 | 2008-04-18 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-18 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-27 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-27 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Wai Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.