Hoi Cheung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Cheung Wong (王海翔), a licensed Responsible Officer with CE reference AEI105. Currently licensed at 2 firm(s): Tiger Faith Securities Limited, LiveReport Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Faith Securities Limited 駿達證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-20 | present |
| LiveReport Asset Management Limited 駿達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-20 | present |
| LiveReport Asset Management Limited 駿達資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-20 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-31 | 2018-06-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 9 - Asset management | 2016-08-31 | 2018-06-15 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 9 - Asset management | 2007-02-09 | 2016-05-03 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-06-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2018-06-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-12 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2016-05-03 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-12 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Cheung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.