Chung Kam Chan
陳宗淦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kam Chan (陳宗淦), CE reference ATI405. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-29 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-29 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-05 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-05 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-24 | 2023-06-08 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-24 | 2023-06-08 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-27 | 2014-05-01 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-27 | 2014-05-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-10 | 2012-03-23 |