Funderstone Securities Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Funderstone Securities Limited, a Hong Kong-based licensed corporation with CE reference AAK018. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 20 (total recorded over time: 159).
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Room 1802, 18/F, Capital Centre, No. 151 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (159)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Fung Chan 陳俊峰 | RO 1, 4, 9 | 2019-09 | Present |
| Kin Ching Ho 何健程 | RO 6 Rep 6 | 2019-02 | Present |
| Ting Kin Ho 何庭堅 | RO 6 Rep 6 | 2021-09 | Present |
| Pak Kin Patric Lau 劉栢堅 | RO 9 Rep 1, 4, 9 | 2019-09 | Present |
| Clive Derek Conway Louis Rigby | RO 1, 4, 6, 9 Rep 1, 4, 9 | Pre-2003 | Present |
| Chun Lun Wong 王俊麟 | RO 1, 4 Rep 1, 4, 9 | 2024-12 | Present |
| Yau Wai Chan 陳又維 | Rep 1 | 2024-02 | Present |
| Man Chi Cheng 鄭敏慈 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Wai Nim Cheuk 卓偉廉 | Rep 1 | 2006-05 | Present |
| Wai Fong Chui 徐惠芳 | Rep 1, 4, 9 | 2026-06 | Present |
| Che Cheung Ko 高子翔 | Rep 1 | 2004-12 | Present |
| Elki Tze Ling Ng 吳紫玲 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Hay Chow Pong 龐熙就 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Marian Schneps | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Isaac Sofaer | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Nga Lun Wong 王雅倫 | Rep 1 | 2024-02 | Present |
| Lai Ming Yip 葉麗明 | Rep 1 | 2005-06 | Present |
| Ho Wing Yu 余可榮 | Rep 1, 9 | 2026-06 | Present |
| Lingling Zhang 張玲玲 | Rep 1, 4, 9 | 2019-11 | Present |
| Ke Jun Zhou 周可君 | Rep 4, 9 | 2024-01 | Present |
| Tsz Hin Chan 陳梓軒 | Rep 1 | 2024-07 | 2026-06 |
| Chang Gao 高畅 | Rep 1, 4, 9 | 2020-07 | 2025-12 |
| Ho Yin Cheung 張浩賢 | Rep 1 | 2023-11 | 2025-06 |
| Yan Kit Lau 劉恩傑 | RO 1, 4, 9 Rep 1, 9 | 2008-08 | 2024-11 |
| Kam Fai Tam 譚錦輝 | Rep 1 | 2022-03 | 2024-07 |
| Zhijun Tian 田智君 | Rep 1 | 2023-03 | 2023-12 |
| John Lawrence Sigerson | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2023-12 |
| Aaron Chi Ho Ho 何志豪 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-09 | 2023-10 |
| Sau Wai Hui 許秀慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-09 |
| Wang Yu Tsang 曾弘裕 | Rep 1 | 2022-03 | 2023-02 |
| Christopher Leo Ozorio | Rep 1, 4, 6, 9 | Pre-2003 | 2022-06 |
| Kin Kwan Wong 黃健鈞 | Rep 1 | 2022-01 | 2022-01 |
| Chik Ming Wu 胡植明 | Rep 1 | 2013-07 | 2021-12 |
| Andrew Chung Lam Tsang 曾忠林 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-11 | 2021-10 |
| Li-Jen Wang 汪立人 | RO 4, 9 | 2020-02 | 2021-10 |
| Jeffrey Kwok On Cheung | Rep 1 | 2021-01 | 2021-08 |
| Hoi Chun Ngai 魏開俊 | Rep 1 | 2018-07 | 2020-08 |
| Xiaoli Liang 梁曉莉 | RO 1, 6 Rep 1, 6 | 2018-07 | 2019-02 |
| James Siu Lung Lee 李小龍 | Rep 1, 6 | 2015-07 | 2019-01 |
| John Luen Wai Lee 李聯偉 | RO 4, 6, 9 | 2008-04 | 2018-12 |
| Tai Chiu Ng 吳大釗 | RO 4, 6 | Pre-2003 | 2018-12 |
| Raymond Wai Min Sum 沈維銘 | Rep 1 | 2016-07 | 2018-07 |
| Ka Wai Wong 黃嘉偉 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-01 |
| Yuen Man Wong 黃婉雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-07 |
| Arthur Kin Man Tam 譚建文 | Rep 1 | 2006-08 | 2016-07 |
| Miu Seung Wu 胡妙嫦 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-07 |
| Yiu Ming Pin 邊耀明 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-09 |
| Peng Hao Hau 侯炳孝 | Rep 1 | 2005-03 | 2015-06 |
| Paul Siu Wai Yee 余少偉 | Rep 1, 4 | 2012-04 | 2015-05 |
| Sanjiv Singh | Rep 1, 4, 6, 9 | Pre-2003 | 2015-01 |
| Priscilla Wai Man Lee 李慧敏 | Rep 1 | 2005-01 | 2014-08 |
| Chi Wah Poon 潘志華 | Rep 1 | 2012-03 | 2014-08 |
| Kwok Mei Wu 鄔幗美 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-06 |
| Ruann Yuet Wah Cheung 張月華 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-06 |
| Edmund Sek Nin Chung 鍾錫年 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-05 |
| Wai Tung Kang 耿偉東 | Rep 1 | 2011-10 | 2014-05 |
| Stephanie Sin Ping Chan 陳倩萍 | RO 1, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Peter Ping Woo 胡平 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Conrad Kam Wah Cheng 鄭錦華 | RO 4, 9 | 2013-03 | 2014-03 |
| Koon Wai Kong 江冠瑋 | Rep 1 | 2011-08 | 2014-02 |
| Yee Yu Siu 蕭綺瑜 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-02 |
| Kar Leung Poon 潘家樑 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-02 |
| Eric Fook Wah Lai 黎福華 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2013-12 |
| Joseph Marian Laurence Ozorio | Rep 1 | 2012-03 | 2013-12 |
| Po Chi Cheung 張普姿 | Rep 1 | 2011-06 | 2013-08 |
| Wai Keung Kwan 關偉強 | Rep 1 | 2005-08 | 2013-08 |
| Chi Ho Lau 劉智浩 | Rep 1, 9 | 2012-01 | 2013-08 |
| Calvin Jik To So 蘇汐濤 | Rep 1 | 2012-04 | 2013-08 |
| Syndia D Wong 王詩迪 | Rep 1 | 2012-04 | 2013-08 |
| Candy Shuen Tung Lin 林宣彤 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-08 |
| Stanley Wai Leung Kwok 郭偉良 | RO 4, 9 | 2013-03 | 2013-08 |
| Cho Wai Wong 黃祖衛 | Rep 1 | 2010-12 | 2013-08 |
| Sammy Ka Tak Yip 葉家德 | RO 4, 9 | 2013-03 | 2013-08 |
| Siu Ying Chui 徐少英 | Rep 1 | 2012-03 | 2013-07 |
| Yin Wing Fung 馮彥穎 | Rep 1 | 2012-03 | 2013-07 |
| Wai Lok Ting 丁葦樂 | Rep 1 | 2012-11 | 2013-06 |
| Hiu Ching Tuen 段曉菁 | Rep 1 | 2003-07 | 2013-06 |
| Bolong Huang 黃勃龍 | Rep 1 | 2013-04 | 2013-05 |
| Shun Keung Shea 佘信強 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-05 |
| Kitty Pui Man Chan 陳蓓敏 | Rep 1 | 2012-01 | 2013-03 |
| Mo Ling Sigerson 黎慕玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-03 |
| Kerry King Yin Chan 陳鏡任 | Rep 1, 9 | 2012-07 | 2013-02 |
| Chi Hung Chen 陳志雄 | Rep 1 | 2011-12 | 2013-01 |
| Carmen Ka Man Cheung | Rep 1 | 2012-12 | 2013-01 |
| Bosco Wai Leung Lau 劉煒亮 | Rep 1 | 2011-09 | 2013-01 |
| Pak Sun Lau 劉栢燊 | Rep 1 | 2012-08 | 2013-01 |
| Chi Yeung Liu 廖摯洋 | Rep 1, 9 | 2011-12 | 2013-01 |
| Chin Pang Yam 任展鵬 | Rep 4 | 2013-01 | 2013-01 |
| Angus Ka Shing Yan 甄家誠 | Rep 1 | 2012-12 | 2013-01 |
| Kevin Ching Wai Yim 嚴政緯 | Rep 4 | 2012-08 | 2013-01 |
| Ming Tak Yuen 袁明德 | Rep 1 | 2011-03 | 2013-01 |
| Nathan Tin-Long Yuen 阮天朗 | Rep 4 | 2012-06 | 2013-01 |
| Cheuk Yiu Chan 陳焯堯 | Rep 1 | 2012-08 | 2013-01 |
| Michelle Wai Pu Chan 陳慧蓓 | Rep 1, 9 | 2012-10 | 2013-01 |
| Hok Sum Sam Liu 廖學琛 | Rep 1 | 2009-04 | 2012-12 |
| Tak Kan Ngai 倪德勤 | Rep 4 | 2012-06 | 2012-11 |
| Won Suk Choi 崔原碩 | Rep 4 | 2011-12 | 2012-08 |
| Tsz Yin Chan 陳芷妍 | Rep 1, 9 | 2011-12 | 2012-08 |
| Chi Ching Wong 黃智清 | Rep 1 | 2012-05 | 2012-07 |
| Cheok Kuan Lei 李卓君 | Rep 1 | 2005-11 | 2012-07 |
Showing 1–100 of 159
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