Joseph Marian Laurence Ozorio

CE No. AAD498 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Marian Laurence Ozorio (), a licensed former licensee with CE reference AAD498. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Rep Type 1 — Dealing in securities 2014-04-17 2017-01-09
Soochow Securities International Futures Limited
東吳證券國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-04-17 2017-01-09
Funderstone Securities Limited Rep Type 1 — Dealing in securities 2012-03-20 2013-12-31
Funderstone Futures Limited Rep Type 2 — Dealing in futures contracts 2012-03-20 2013-12-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities present 2009-07-01
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts present 2009-07-01
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 — Advising on securities present 2004-01-19
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts present 2004-01-19
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-19
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 7 — Providing automated trading services present 2003-07-07
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 9 — Asset management present 2004-01-19
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 9 — Asset management present 2004-01-19

Related