Tai Chiu Ng
吳大釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Chiu Ng (吳大釗), a licensed former licensee with CE reference AAV210. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-27 | 2023-09-27 |
| Funderstone Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2008-01-07 | 2013-09-26 |
| Funderstone Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | 2008-01-07 | 2013-09-26 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2008-01-07 | 2018-12-11 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2007-03-06 | 2018-12-11 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-05-05 | 2016-06-30 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-05 | 2016-06-30 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-05-05 | 2016-06-30 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | present | 2018-12-11 |