James Siu Lung Lee
李小龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Siu Lung Lee (李小龍), a licensed former licensee with CE reference BBZ816. This person has 4.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2015-07-03 | 2019-01-01 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-03 | 2019-01-01 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-03 | 2019-01-01 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2015-04-10 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-17 | 2015-04-10 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-17 | 2015-04-10 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-05-30 | 2014-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Siu Lung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.