James Siu Lung Lee
李小龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Siu Lung Lee (李小龍), a licensed former licensee with CE reference BBZ816. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2015-07-03 | 2019-01-01 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-03 | 2019-01-01 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-03 | 2019-01-01 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2015-04-10 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-17 | 2015-04-10 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-17 | 2015-04-10 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-30 | 2014-09-10 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-05-30 | 2014-09-10 |