Pak Kin Patric Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Patric Lau (劉栢堅), a licensed Responsible Officer with CE reference BOT897. Currently licensed at 3 firm(s): Funderstone Futures Limited, Funderstone Asset Management (HK) Limited, Funderstone Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-26 | present |
| Funderstone Asset Management (HK) Limited | RO | Type 9 - Asset management | 2022-08-26 | present |
| Funderstone Futures Limited | RO | Type 9 - Asset management | 2022-08-26 | present |
| Funderstone Securities Limited | RO | Type 9 - Asset management | 2022-08-26 | present |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2019-09-06 | present |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | 2019-09-06 | present |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | 2019-09-06 | 2022-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Kin Patric Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.