Pak Kin Patric Lau
劉栢堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Patric Lau (劉栢堅), CE reference BOT897. Currently licensed at 3 firm(s): Funderstone Futures Limited, Funderstone Asset Management (HK) Limited, Funderstone Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-26 | present |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2022-08-26 | present |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2022-08-26 | present |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2022-08-26 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2019-09-06 | present |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2019-09-06 | present |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2019-09-06 | 2022-08-26 |