Clive Derek Conway Louis Rigby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Derek Conway Louis Rigby, CE reference AAD724. Currently licensed at 2 firm(s): Funderstone Securities Limited, Funderstone Futures Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2020-02-27 | present |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2020-02-27 | present |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2020-02-27 | present |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | 2020-02-27 | present |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | 2020-02-27 | present |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2020-02-27 | present |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2019-03-07 | 2020-02-27 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2019-01-25 | 2020-02-10 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-07-25 | 2016-06-30 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-18 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2014-03-18 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-17 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-19 | 2010-07-15 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | 2005-12-19 | 2020-02-27 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | present | 2020-02-27 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | present | 2020-02-27 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | present | 2004-11-02 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | present | 2004-11-02 |
| Funderstone Securities Limited | RO | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | present | 2020-02-27 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | present | 2020-02-27 |