Raymond Wai Min Sum
沈維銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Min Sum (沈維銘), a licensed Representative with CE reference BDY742. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-19 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-19 | present |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2016-07-05 | 2018-07-01 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2016-07-05 | 2018-07-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-07 | 2014-10-03 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-07 | 2014-10-03 |