Angus Ka Shing Yan
甄家誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angus Ka Shing Yan (甄家誠), a licensed former licensee with CE reference APB253. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2012-12-03 | 2013-01-31 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-03 | 2013-01-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2012-11-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-28 | 2012-11-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2011-07-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2010-04-23 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-06 | 2009-03-25 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-27 | 2008-12-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2008-08-27 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2008-06-16 |