Isaac Sofaer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isaac Sofaer, a licensed Representative with CE reference AAF924. Currently licensed at 2 firm(s): Funderstone Futures Limited, Funderstone Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-27 | present |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | present |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Isaac Sofaer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.