Yau Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Wai Chan (陳又維), a licensed Representative with CE reference ANN113. Currently licensed at 2 firm(s): Funderstone Securities Limited, Funderstone Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2024-02-26 | present |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2024-02-26 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-17 | 2023-01-17 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-10 | 2023-01-17 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-05-25 | 2009-08-21 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2009-01-30 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-07-17 | 2007-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.