Paul Siu Wai Yee

余少偉
CE No. AFT709 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Siu Wai Yee (余少偉), a licensed former licensee with CE reference AFT709. This person has 3.8 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Funderstone Securities Limited Rep Type 1 - Dealing in securities 2012-04-26 2015-05-14
Funderstone Securities Limited Rep Type 4 - Advising on securities 2012-04-26 2015-05-14
Emperor Wealth Management Limited
英皇財富管理有限公司
Rep Type 1 - Dealing in securities 2011-11-09 2012-01-01
Emperor Wealth Management Limited
英皇財富管理有限公司
Rep Type 4 - Advising on securities 2011-11-09 2012-01-01
Emperor Wealth Management Limited
英皇財富管理有限公司
RO Type 1 - Dealing in securities 2011-03-30 2011-11-09
Emperor Wealth Management Limited
英皇財富管理有限公司
RO Type 4 - Advising on securities 2011-03-30 2011-11-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Siu Wai Yee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yan Kit Lau Funderstone Securities Limited 2012–2015
Arthur Kin Man Tam Funderstone Securities Limited 2012–2015
Man Chi Cheng Funderstone Securities Limited 2012–2015
Wai Nim Cheuk Funderstone Securities Limited 2012–2015
Che Cheung Ko Funderstone Securities Limited 2012–2015
Elki Tze Ling Ng Funderstone Securities Limited 2012–2015
Hay Chow Pong Funderstone Securities Limited 2012–2015
Clive Derek Conway Louis Rigby Funderstone Securities Limited 2012–2015
Marian Schneps Funderstone Securities Limited 2012–2015
Isaac Sofaer Funderstone Securities Limited 2012–2015
Lai Ming Yip Funderstone Securities Limited 2012–2015
Miu Seung Wu Funderstone Securities Limited 2012–2015
Peng Hao Hau Funderstone Securities Limited 2012–2015
Sau Wai Hui Funderstone Securities Limited 2012–2015
Christopher Leo Ozorio Funderstone Securities Limited 2012–2015
Yiu Ming Pin Funderstone Securities Limited 2012–2015
John Lawrence Sigerson Funderstone Securities Limited 2012–2015
Ka Wai Wong Funderstone Securities Limited 2012–2015
Yuen Man Wong Funderstone Securities Limited 2012–2015
Sanjiv Singh Funderstone Securities Limited 2012–2015
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