Stanley Wai Leung Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Wai Leung Kwok (郭偉良), a licensed Responsible Officer with CE reference AFT305. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 - Advising on securities | 2017-03-31 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 - Asset management | 2017-03-31 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-26 | 2017-03-31 |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 9 - Asset management | 2016-10-26 | 2017-03-31 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-06 | 2016-10-17 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 - Advising on securities | 2016-07-06 | 2016-10-17 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 9 - Asset management | 2016-07-06 | 2016-10-17 |
| Funderstone Securities Limited | RO | Type 4 - Advising on securities | 2013-03-05 | 2013-08-21 |
| Funderstone Futures Limited | RO | Type 9 - Asset management | 2013-03-05 | 2013-08-21 |
| Funderstone Securities Limited | RO | Type 9 - Asset management | 2013-03-05 | 2013-08-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-17 | 2013-12-19 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-08-17 | 2013-04-26 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 - Advising on securities | 2010-03-15 | 2013-12-19 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 - Asset management | 2010-03-15 | 2013-12-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-23 | 2009-06-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-05-23 | 2009-06-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2003-05-23 | 2009-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stanley Wai Leung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.