Kitty Pui Man Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kitty Pui Man Chan (陳蓓敏), a licensed Responsible Officer with CE reference ACG082. Currently licensed at 1 firm(s): Hung Sing Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 - Advising on securities | 2019-02-20 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 9 - Asset management | 2013-05-23 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-16 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 - Advising on securities | 2017-09-28 | 2018-04-20 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-16 | 2019-12-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 - Asset management | 2013-04-16 | 2013-05-23 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 - Asset management | 2012-03-05 | 2013-03-23 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2012-01-30 | 2013-03-23 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-30 | 2013-03-23 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | 2010-06-30 | 2010-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-17 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-17 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-05-17 | 2011-12-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-17 | 2010-06-30 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-12-11 | 2010-05-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-16 | 2010-05-01 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 - Asset management | 2006-08-15 | 2007-12-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-26 | 2010-05-01 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-21 | 2006-08-15 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-04-01 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kitty Pui Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.