Li-Jen Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Jen Wang (汪立人), a licensed Responsible Officer with CE reference AVH868. Currently licensed at 1 firm(s): Riches Credit Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-04 | present |
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-04 | present |
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-23 | 2026-03-04 |
| Riches Credit Asset Management Limited 財信資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-23 | 2026-03-04 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-16 | 2025-06-27 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-16 | 2025-06-27 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-17 | 2022-09-16 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-17 | 2022-09-16 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-29 | 2022-07-27 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 9 - Asset management | 2021-12-29 | 2022-07-27 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2020-05-22 | 2021-10-04 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | 2020-05-22 | 2021-10-04 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 - Asset management | 2020-03-17 | 2021-10-04 |
| Funderstone Futures Limited | RO | Type 9 - Asset management | 2020-03-17 | 2021-10-04 |
| Funderstone Securities Limited | RO | Type 4 - Advising on securities | 2020-02-07 | 2021-10-04 |
| Funderstone Securities Limited | RO | Type 9 - Asset management | 2020-02-07 | 2021-10-04 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 4 - Advising on securities | 2018-11-14 | 2019-05-12 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 9 - Asset management | 2018-11-14 | 2019-05-12 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-18 | 2018-11-14 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 - Asset management | 2018-10-18 | 2018-11-14 |
| Jasper Capital Hong Kong Limited |
RO | Type 4 - Advising on securities | 2018-06-15 | 2018-10-08 |
| Jasper Capital Hong Kong Limited |
RO | Type 9 - Asset management | 2018-06-15 | 2018-10-08 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-20 | 2017-08-18 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2016-12-10 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-18 | 2016-12-10 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-08-18 | 2016-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li-Jen Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.