Sammy Ka Tak Yip
葉家德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Ka Tak Yip (葉家德), a licensed Representative with CE reference AGO831. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.4 years of SFC licence history. Total licence records on file: 39.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-19 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-19 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2025-05-19 | present |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-22 | 2019-07-12 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-04 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2016-01-04 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 - Asset management | 2015-09-24 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-09 | 2016-01-04 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-09 | 2016-01-04 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-07-09 | 2015-09-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-09-03 | 2015-06-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-09-03 | 2015-06-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-09-03 | 2015-06-24 |
| Funderstone Securities Limited | RO | Type 4 - Advising on securities | 2013-03-05 | 2013-08-14 |
| Funderstone Futures Limited | RO | Type 9 - Asset management | 2013-03-05 | 2013-08-14 |
| Funderstone Securities Limited | RO | Type 9 - Asset management | 2013-03-05 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 - Advising on securities | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 - Asset management | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-26 | 2010-07-09 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-26 | 2010-07-09 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-26 | 2010-07-09 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-04-26 | 2010-07-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-24 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-24 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-24 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2007-07-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | RO | Type 4 - Advising on securities | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | Rep | Type 4 - Advising on securities | 2005-07-05 | 2006-02-07 |
| State Street Global Advisors Singapore Limited | Rep | Type 9 - Asset management | 2005-07-05 | 2006-02-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-02-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2006-02-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-02-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sammy Ka Tak Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.