Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Dick Lam Poon
CE AMX565 - ceased
Meng Ji Zhao
CE BIH504 - active, Gavekal Capital Limited
Suet Yung Kong
CE BHO136 - active, Gayang Securities Limited
Sam Wan Wai Lok
CE AAK140 - active, Gayang Securities Limited
Chi Gai Tsui
CE AVQ208 - active, Gayang Securities Limited
Andy Shuen Yan Choy
CE ABF434 - active, Gayang Securities Limited
Ki San Keung
CE BNT139 - active, Gayang Securities Limited
Ziqi Wei
CE BWP801 - active, Gayang Securities Limited
Nga Ying Yeung
CE AFT582 - active, Gayang Securities Limited
Hui Jing
CE BKM782 - active, Ge Shang Investment (Hong Kong) Limited
Yanxia Shao
CE BGZ443 - active, Ge Shang Investment (Hong Kong) Limited
Jiaqi Tang
CE BTQ356 - active, Ge Shang Investment (Hong Kong) Limited
Kai Chun Lam
CE ANQ178 - active, Gen2 Partners Limited
Kiyoung Shin
CE ARN830 - active, Gen2 Partners Limited
Emma Suk Kwan Ho
CE AVN227 - active, Gen2 Partners Limited
Tsun In Mui
CE BTM822 - active, Gen2 Partners Limited
Pamela Jia Jun Fang
CE BPT721 - active, General Atlantic Asia Limited
Youngseok Kim
CE BRU913 - active, General Atlantic Asia Limited
Yu Cheng Chang
CE BHL502 - active, General Atlantic Asia Limited
Heyi Jiang
CE BRP758 - active, General Atlantic Asia Limited
Yat Lun Lau
CE BXR646 - active, General Atlantic Asia Limited
Dong Hoon Lee
CE BNO888 - active, General Atlantic Asia Limited
Yuying Ren
CE BII597 - active, General Atlantic Asia Limited
Gregory James Venit
CE BSF622 - active, General Atlantic Asia Limited
Chaeri Yoo
CE BTF814 - active, General Atlantic Asia Limited
Jing Jia
CE BFD829 - active, Genesis Capital Investment (HK) Limited
Cathy Sui Fan Ng
CE APF205 - active, Genesis Capital Investment (HK) Limited
Tsang Chan
CE AOR054 - active, Gennex Capital Advisers Limited
Oswald Tsang Tao Chan
CE AQS492 - active, Gennex Capital Advisers Limited
Pak Shing Chan
CE AWJ632 - active, Gennex Capital Advisers Limited
King Cheung Wong
CE BCB957 - active, Gennex Capital Advisers Limited
Chak Shing Chow
CE AGG820 - active, Gentleman Capital Limited
Hoi Wai Ma
CE ADS048 - active, Gentleman Capital Limited
Yuejun Sun
CE BNL060 - active, Gentleman Capital Limited
Cookie Wai Hing Chan
CE AZN386 - active, Gentleman Capital Limited
Hongjie Chen
CE BGZ955 - active, Gentleman Capital Limited
Siqi Gu
CE BVK820 - active, Gentleman Capital Limited
Jiaqi Han
CE BXH551 - active, Gentleman Capital Limited
Shuai Han
CE BNU737 - active, Gentleman Capital Limited
Ling (SFC:BII106) He
CE BII106 - active, Gentleman Capital Limited
Wei (SFC:BVH329) He
CE BVH329 - active, Gentleman Capital Limited
Xiangyu Jiang
CE BBV023 - active, Gentleman Capital Limited
Wing Ki Kam
CE BIK396 - active, Gentleman Capital Limited
Wai Sum Koo
CE BRS099 - active, Gentleman Capital Limited
Man Yee Kwan
CE BHH745 - active, Gentleman Capital Limited
U Weng Leong
CE AXR831 - active, Gentleman Capital Limited
Jiaqian Li
CE BQM924 - active, Gentleman Capital Limited
Jian (SFC:BAY307) Liu
CE BAY307 - active, Gentleman Capital Limited
Xiaojun (SFC:BSX155) Liu
CE BSX155 - active, Gentleman Capital Limited
Shuheng Luo
CE BWO507 - active, Gentleman Capital Limited
Hanbing Wang
CE BWS293 - active, Gentleman Capital Limited
Jiajie Wang
CE BRE221 - active, Gentleman Capital Limited
Kaiyi Yang
CE BJY550 - active, Gentleman Capital Limited
Pei Yang
CE BVK087 - active, Gentleman Capital Limited
Viera Da Yu
CE BPY813 - active, Gentleman Capital Limited
Minjie Zhang
CE BVK086 - active, Gentleman Capital Limited
Yibo Zhang
CE BSX128 - active, Gentleman Capital Limited
Yujia Zhang
CE BTO783 - active, Gentleman Capital Limited
Sihan Zhao
CE BTM497 - active, Gentleman Capital Limited
Tong Zheng
CE BXN744 - active, Gentleman Capital Limited
Robert Collins Howe
CE ACB904 - active, Geomatrix (H.K.) Limited
Murtuza Z Husain
CE ANL930 - active, Geomatrix (H.K.) Limited
Thomas Vincent Demaio
CE AML645 - active, Geomatrix (H.K.) Limited
Ambar Taneja
CE BAO584 - active, Geomatrix (H.K.) Limited
Howel Gruffudd Rhys Thomas
CE ADS535 - active, Geomatrix (H.K.) Limited
Shaoyu Xu
CE BLU432 - active, Geomatrix (H.K.) Limited
Jiahuan Chen
CE BUF738 - active, Geometry Capital (Hong Kong) Limited
Ting (SFC:BUF739) Shi
CE BUF739 - active, Geometry Capital (Hong Kong) Limited
Kaitong Liang
CE BVQ721 - active, Geometry Capital (Hong Kong) Limited
Zhenbao Zhou
CE BVQ732 - active, Geometry Capital (Hong Kong) Limited
Zhixue Chen
CE AQI855 - active, Get Nice Asset Management Limited
Larry Hon Sau Ng
CE ADB877 - active, Get Nice Asset Management Limited
Frankie Kin Wai Shum
CE AAB737 - active, Get Nice Asset Management Limited
Ngan Alice Fong
CE BTY223 - active, Get Nice Asset Management Limited
Jaime Leung Chan
CE AOA960 - active, Get Nice Asset Management Limited
Wai Man Li
CE ACF720 - active, Get Nice Futures Company Limited
Kong Ngai Chan
CE AEA192 - active, Get Nice Securities Limited
Yea Fun Cheung
CE AAA501 - active, Get Nice Securities Limited
Anita Wai Ka Ching
CE AEN438 - active, Get Nice Securities Limited
Chuen Ho Chow
CE ADI921 - active, Get Nice Securities Limited
Wing Tak Chow
CE ANR076 - active, Get Nice Futures Company Limited
Wai Wah Chum
CE ACA534 - active, Get Nice Futures Company Limited
Tsz Kin Lai
CE ARU013 - active, Get Nice Futures Company Limited
Chik Lam Lau
CE AEW049 - active, Get Nice Securities Limited
Ella Sau Kuen Lau
CE ABN839 - active, Get Nice Securities Limited
Tip Tip Lau
CE AAC705 - active, Get Nice Securities Limited
Tao Wai Leung
CE AGG978 - active, Get Nice Securities Limited
Ting Yan Leung
CE ADU124 - active, Get Nice Futures Company Limited
Jie Liang
CE BPB357 - active, Get Nice Securities Limited
Suet Chung Lui
CE AED737 - active, Get Nice Securities Limited
Chin Pang Calvin Luk
CE AWY439 - active, Get Nice Securities Limited
Wai Yu Ng
CE ADX022 - active, Get Nice Futures Company Limited
Eddie Sai Kit Wong
CE AQO378 - active, Get Nice Futures Company Limited
Yan Yee Wu
CE BHC888 - ceased
Sun Kei Chan
CE AAE432 - active, Get Nice Securities Limited
Tak Fai Chan
CE ACT475 - active, Get Nice Securities Limited
Andys Yuk Sing Chan
CE AEY345 - active, Get Nice Securities Limited
Wah Nam Chen
CE AAA030 - active, Get Nice Securities Limited
Shui Sum Cheng
CE ABE452 - active, Get Nice Securities Limited
Yuen Ting Chow
CE BEW968 - active, Get Nice Securities Limited
Kin Tei Choy
CE ABT035 - active, Get Nice Securities Limited
Moon Sun Chu
CE AAB548 - active, Get Nice Securities Limited
Wang Kwan Chu
CE ABN238 - active, Get Nice Securities Limited
Kit Hing Kwan
CE AAA039 - active, Get Nice Securities Limited
Lok Ning Kwok
CE ADZ813 - active, Get Nice Securities Limited
Shek Ki Lau
CE AAA784 - active, Get Nice Securities Limited
Wai Lau
CE BNC679 - active, Get Nice Securities Limited
Wing Man Lau
CE BQU145 - active, Get Nice Securities Limited
Tsz Ho Lee
CE AAE317 - active, Get Nice Securities Limited
Ming Chak Li
CE AZF504 - active, Get Nice Securities Limited
Oi Sze Li
CE ADB003 - active, Get Nice Securities Limited
Joseph Siu Tsun Li
CE AAD153 - active, Get Nice Securities Limited
Kinki Kwai Sze Lin
CE AVI210 - active, Get Nice Securities Limited
Chun Hong Lo
CE AXY679 - active, Get Nice Securities Limited
Yuet Ho Lo
CE AEZ327 - active, Get Nice Securities Limited
Kim Ming Ng
CE AAC602 - active, Get Nice Securities Limited
Ho Kit Shek
CE AAA305 - active, Get Nice Securities Limited
Kwok Fai (SFC:ABF244) Siu
CE ABF244 - active, Get Nice Securities Limited
Makki Yin Hing Tai
CE AAE595 - active, Get Nice Securities Limited
Lai Wo Wong
CE AAJ643 - active, Get Nice Securities Limited
Kenny Yu Pong Wong
CE AEI027 - active, Get Nice Securities Limited
Chi Ping Yan
CE AAY102 - active, Get Nice Securities Limited
Chi Kin Yung
CE AAB684 - active, Get Nice Securities Limited
Kai Chung So
CE AQE318 - active, Getta Securities Limited
Ricky Hing Wang Wong
CE AMI831 - active, Getta Securities Limited
Wing Sin Yung
CE BNI304 - active, Getta Securities Limited
Yanling Zeng
CE BFC897 - active, Getta Securities Limited
Jianpeng Guo
CE BAP669 - active, Giant Venture Asset Management Limited
David McWilliams Nesbitt
CE AAH622 - active, Giant Venture Asset Management Limited
Fengyun Li
CE BUW435 - active, Giga (Hong Kong) Limited
William King Pan Chong
CE AAJ630 - active, GigaMoney Limited
Suet Long Kong
CE ABT333 - active, GigaMoney Limited
Hing Chung Lam
CE AAB159 - active, GigaMoney Limited
Jing (SFC:BWM054) Zhang
CE BWM054 - active, GigaMoney Limited
Wing Hang (SFC:BQV949) Chung
CE BQV949 - active, Ginkgo Capital Co., Limited
Wing Yee Weng
CE BBT192 - active, Ginkgo Capital Co., Limited
Tsz Lan Chua
CE AAI500 - active, Glenworth Capital Limited
Sunming Lin
CE BAQ668 - active, Glenworth Capital Limited
King Tang Yan
CE ACD374 - active, Glenworth Capital Limited
Winnie Lai Ling Ng
CE BAK518 - active, Glenworth Capital Limited
Junbeom Yoo
CE BUU983 - active, Glenworth Capital Limited
Zhihao Zhong
CE BUU984 - active, Glenworth Capital Limited
Bianca Sau Fong Lee
CE AFB358 - active, Global Investment Advisors Limited
Kong Yuk Wong
CE AQS312 - active, Global Investment Advisors Limited
Pak Kwan Ip
CE ACY874 - active, Global Investment Advisors Limited
Shuk Ting Debbie Tam
CE BRE222 - active, Global Investment Advisors Limited
Chi Lam Tsang
CE AED615 - active, Global Investment Advisors Limited
Ho Tat Wong
CE ANN280 - active, Global Investment Advisors Limited
Man Wai Wong
CE AON653 - active, Global Investment Advisors Limited
Ting Fung Yiu
CE BPR701 - active, Global Investment Advisors Limited
Wilfried Dominique Lucas Gehin
CE ART639 - active, Global Prosperity Financial Company Limited
Daniel Pak Wang Li
CE APW942 - active, Global Prosperity Financial Company Limited
Chak Hung Mak
CE AAC295 - active, Global Prosperity Financial Company Limited
Fangzhou Zhao
CE BUC831 - ceased
Zhuoying Zhou
CE BUS640 - active, Global Prosperity Financial Company Limited
Huaichao Zhuang
CE BTE209 - active, Global Prosperity Financial Company Limited
Chengshui Wan
CE ALH700 - active, Global Value Chain Investment Corporation Limited
Ru (SFC:BBB822) Zhang
CE BBB822 - active, Global Value Chain Investment Corporation Limited
Huanwei Zhou
CE BKI616 - active, Global Value Chain Investment Corporation Limited
Kit Lam Chan
CE BUQ972 - active, Glory Sun Securities Limited
Po Wan Mary Cheng
CE AEZ970 - active, Glory Sun Securities Limited
Kam Dai Fung
CE BKB184 - active, Glory Sun Securities Limited
Steven Hu
CE BNS312 - active, Glory Sun Securities Limited
Sing Kwong Hung
CE AAE764 - active, Glory Sun Securities Limited
Yiu Kun Lam
CE ARH390 - active, Glory Sun Securities Limited
Hon Ming Lee
CE AAC852 - active, Glory Sun Securities Limited
Cheuk Hin Ng
CE BRZ972 - active, Glory Sun Securities Limited
Yanfen Tian
CE BVF533 - active, Glory Sun Securities Limited
Chun Wai Wong
CE BDO479 - active, Glory Sun Securities Limited
Lap Kan Yau
CE AAC871 - active, Glory Sun Securities Limited
Wan Hei Yeung
CE AUW128 - active, Glory Sun Securities Limited
Chi Wai Yiu
CE AUB977 - active, Glory Sun Securities Limited
Man Hung Yu
CE ADH539 - active, Glory Sun Securities Limited
Stanley Chu Chung Yuen
CE AFC398 - active, Glory Sun Securities Limited
Sha Liu
CE BDV116 - active, Gold Mountains Asset Management Limited
Kai Yao
CE ATS734 - active, Gold Mountains Asset Management Limited
Feng Zhou
CE BOX016 - active, Gold Mountains Asset Management Limited
Ying Sin Chan
CE BGE633 - active, Gold Mountains Asset Management Limited
Yuet Kelly Lam
CE BNJ683 - active, Gold Mountains Asset Management Limited
Yang (SFC:BWL418) Li
CE BWL418 - active, Gold Mountains Asset Management Limited
Zhenyu Luo
CE AHL732 - active, Gold Mountains Asset Management Limited
Xiaofeng Ni
CE BCH585 - active, Gold Mountains Asset Management Limited
Qingquan Wang
CE BVF697 - active, Gold Mountains Asset Management Limited
Kam Hung (SFC:BSQ957) Wong
CE BSQ957 - active, Gold Mountains Asset Management Limited
Qin Zhu
CE BOH821 - active, Gold Mountains Asset Management Limited
Mao Ding
CE BGI315 - active, Goldbridge Securities Limited
Qi (SFC:BOU396) Lin
CE BOU396 - active, Goldbridge Securities Limited
Phyllis Dawn
CE BTW584 - active, Goldbridge Securities Limited
Yin Xin
CE BWC774 - active, Golden Continent Asset Management Co., Limited
Yilun Gong
CE BWV925 - active, Golden Continent Asset Management Co., Limited
Lap Keung Hui
CE AOA901 - active, Golden Great China Fund Management Limited
Chun Wing Lam
CE BKD020 - active, Golden Great China Fund Management Limited
Cheuk Mun Chan
CE AHR326 - active, Golden Great China Fund Management Limited
Yeuk Mong Chu
CE BOR817 - active, Golden Great China Fund Management Limited
Xin (SFC:BJI881) Liang
CE BJI881 - active, Golden Great China Fund Management Limited
Hin Wai Fung
CE AUH265 - active, Golden Hen Securities and Futures Limited
Yaoyao Huangfu
CE BDH322 - active, Golden Hen Securities and Futures Limited
Kent Kin Man Li
CE AOY339 - active, Golden Hen Securities and Futures Limited
Kai Chong Ng
CE AVV236 - active, Golden Hen Securities and Futures Limited
Ngar Shun Tong
CE AQP756 - active, Golden Hen Securities and Futures Limited
I-Ting Wang
CE AYB889 - active, Golden Hen Securities and Futures Limited
Wai Wang Wong
CE ARV690 - active, Golden Hen Securities and Futures Limited
Chi Yan Lam
CE BUF969 - active, Golden Hen Securities and Futures Limited
Kin Ching Lee
CE BRW280 - active, Golden Hen Securities and Futures Limited
Siu Kong Tang
CE AAH087 - active, Kings Securities Limited
Xiangdong Xiong
CE ANI717 - active, Golden Mountain Asset Management Limited
Ruogu Guo
CE BHL025 - ceased
Chun Ho Kwok
CE BPW106 - ceased
Weijin Liao
CE BQL685 - active, Golden Rich Securities Limited
Yong (SFC:BRT626) Wang
CE BRT626 - active, Golden Rich Securities Limited
Ka Wing Wong
CE AVZ613 - active, Golden Rich Securities Limited
Kin Chung (SFC:BXI692) Chan
CE BXI692 - active, Golden Rich Securities Limited
Benny Hok Wai Cheong
CE AMJ568 - active, Golden Rich Securities Limited
Morgan Pak On Hui
CE ALN648 - active, Golden Rich Securities Limited
Hon Tak Ko
CE AAD598 - active, Golden Rich Securities Limited
Hiroyuki Mimaki
CE AQD034 - active, Golden Rich Securities Limited
Chun Bong Ho
CE BEB408 - active, Goldenspring Asset Management Limited
Siu Cheung Lau
CE ABV536 - active, Goldenspring Asset Management Limited
Rujie Zhang
CE BIQ311 - ceased
Huawei Shao
CE BUP975 - active, Goldenspring Asset Management Limited
Huakun Ding
CE BJT908 - active, Goldenwise Capital Group Limited
Sitan (SFC:BUV051) Li
CE BUV051 - active, Goldenwise Capital Group Limited
Wenting Qu
CE BNE853 - active, Goldhorse Securities Limited
Bing Wing Au
CE BGX721 - active, Goldhorse Capital Management (HK) Limited
Wai (SFC:BSJ621) Chan
CE BSJ621 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Yuting Huang
CE BVT947 - active, Goldhorse Securities Limited
Wanxin Liu
CE BSU965 - active, Goldhorse Capital Management (HK) Limited
Chenfeng Jiang
CE BJT261 - active, Goldlark (Hong Kong) Asset Management Company Limited
Yun Zou
CE BJT266 - active, Goldlark (Hong Kong) Asset Management Company Limited
Shiyi Fei
CE BUB940 - active, Goldlark (Hong Kong) Asset Management Company Limited
Yizhuo Zhang
CE BRT134 - active, Goldlark (Hong Kong) Asset Management Company Limited
Jun (SFC:AFN536) Zhu
CE AFN536 - active, Goldlink Securities Limited
Miao Shan
CE AUT412 - active, Goldlink Asset Management (Asia) Limited
Ho Kong Cheung
CE APC384 - ceased
Hiu Lam Lo
CE APL937 - active, Goldlink Capital (Corporate Finance) Limited
Yi (SFC:AQE404) Luo
CE AQE404 - active, Goldlink Capital (Corporate Finance) Limited
Pearl Chi Man Lam
CE BGE060 - active, Goldlink Capital (Corporate Finance) Limited
Chun Wing (SFC:BLM027) Lee
CE BLM027 - active, Goldlink Capital (Corporate Finance) Limited
Wai Yee Lee
CE ADY913 - active, Goldlink Securities Limited
Yuen Kwan Tse
CE ABG054 - active, Goldlink Securities Limited
Christian Beerli
CE BKT618 - active, Goldman Sachs (Asia) L.L.C.
Siddharth Deepak Chhabria
CE BGH115 - active, Goldman Sachs (Asia) L.L.C.
Michael Man Yat Chiu
CE AMF026 - active, Goldman Sachs (Asia) L.L.C.
Pierre Wang Chung Chu
CE AGK798 - active, Goldman Sachs (Asia) L.L.C.
Robert David Drake-Brockman
CE BTE290 - active, Goldman Sachs (Asia) L.L.C.
Iain Nicholas Drayton
CE AUS877 - active, Goldman Sachs (Asia) L.L.C.
James Patrick Houghton
CE BAQ711 - active, Goldman Sachs (Asia) Securities Limited
Dawei Huang
CE AUV855 - active, Goldman Sachs (Asia) L.L.C.
Stephanie Ming Yunn Hui
CE ADU894 - active, Goldman Sachs (Asia) L.L.C.
Philip Theverkattil Jacob
CE BMO077 - active, Goldman Sachs (Asia) Securities Limited