David McWilliams Nesbitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David McWilliams Nesbitt, CE reference AAH622. Currently licensed at 1 firm(s): Giant Venture Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Giant Venture Asset Management Limited 嘉遠資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-12 | present |
| Rising Glory Finance Limited 榮旭金融有限公司 |
RO | Type 9 — Asset management | 2017-01-23 | 2017-04-15 |
| Asia Pacific Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2015-06-23 | 2017-01-16 |
| Asia Pacific Investment Advisors Limited |
RO | Type 6 — Advising on corporate finance | 2015-06-23 | 2017-01-16 |
| Asia Pacific Investment Advisors Limited |
RO | Type 9 — Asset management | 2015-06-23 | 2017-01-16 |
| Kima Capital Management Limited |
RO | Type 9 — Asset management | 2013-10-18 | 2014-08-12 |
| Kima Capital Management Limited |
Rep | Type 9 — Asset management | 2013-10-04 | 2013-10-18 |
| Asia Pacific Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2005-10-07 | 2013-08-31 |
| Asia Pacific Investment Advisors Limited |
RO | Type 6 — Advising on corporate finance | 2005-10-07 | 2013-08-31 |
| Asia Pacific Investment Advisors Limited |
RO | Type 9 — Asset management | 2005-10-07 | 2013-08-31 |
| Asia Pacific Investment Advisors Limited |
RO | Type 6 — Advising on corporate finance | 2004-08-25 | 2005-04-07 |
| Asia Pacific Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2003-11-13 | 2005-04-07 |
| Asia Pacific Investment Advisors Limited |
RO | Type 9 — Asset management | 2003-11-13 | 2005-04-07 |