Hoi Wai Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Wai Ma (馬凱威), a licensed Responsible Officer with CE reference ADS048. Currently licensed at 1 firm(s): Gentleman Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-20 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 4 - Advising on securities | 2023-10-17 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 9 - Asset management | 2021-12-10 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 - Asset management | 2021-09-13 | 2021-12-10 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-18 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-05-18 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-14 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-14 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-14 | 2021-07-23 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-08-10 | 2017-06-02 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-06 | 2007-06-14 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-06 | 2007-02-06 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-01-06 | 2007-08-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Wai Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.