Pearl Chi Man Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pearl Chi Man Lam (林芷旻), a licensed Responsible Officer with CE reference BGE060. Currently licensed at 2 firm(s): Huaan Securities (Hong Kong) Brokerage Limited, Huaan Securities (Hong Kong) Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.0 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-17 | present |
| Huaan Securities (Hong Kong) Corporate Finance Limited 華安證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-08-17 | present |
| Vast Harbour Corporate Finance Limited 華港企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-24 | 2026-06-30 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2021-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pearl Chi Man Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.