Lai Wo Wong
黃禮和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wo Wong (黃禮和), CE reference AAJ643. Currently licensed at 1 firm(s): Get Nice Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | present |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-02 | 2016-01-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2008-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |