Yuen Kwan Tse
謝婉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Kwan Tse (謝婉君), CE reference ABG054. Currently licensed at 1 firm(s): Goldlink Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldlink Securities Limited 金聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-01 | present |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2016-10-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-16 | 2013-12-19 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-07-31 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |