Daniel Pak Wang Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Pak Wang Li (李柏宏), a licensed Responsible Officer with CE reference APW942. Currently licensed at 1 firm(s): Global Prosperity Financial Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-20 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 - Advising on securities | 2024-12-20 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 - Asset management | 2024-12-20 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-01 | 2023-09-26 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-01 | 2023-09-26 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-01 | 2023-09-26 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-17 | 2022-03-03 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 - Advising on securities | 2015-07-17 | 2022-03-03 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 9 - Asset management | 2015-07-17 | 2022-03-03 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-28 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-10-28 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-01-04 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2011-01-04 | 2014-10-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-24 | 2011-01-04 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-11-24 | 2011-01-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-05-20 | 2010-10-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2010-05-20 | 2010-10-05 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-05-20 | 2010-10-05 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2010-05-20 | 2010-10-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2010-05-20 | 2010-10-05 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-07-03 | 2010-10-05 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-07-03 | 2010-10-05 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2008-07-03 | 2010-10-05 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 4 - Advising on securities | 2008-04-23 | 2008-05-30 |
| China International Capital Limited 中國國際資本有限公司 |
RO | Type 9 - Asset management | 2008-04-23 | 2008-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Pak Wang Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.