Michael Man Yat Chiu
趙文逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Man Yat Chiu (趙文逸), CE reference AMF026. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2019-02-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2019-02-21 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-10-15 | 2019-02-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-15 | 2019-02-21 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2015-12-11 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2015-12-11 | 2018-07-03 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2015-12-11 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2015-12-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2015-12-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-04-07 | 2015-12-11 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-09-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-06 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-06 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-06 | 2008-12-10 |