Lok Ning Kwok
郭樂寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ning Kwok (郭樂寧), CE reference ADZ813. Currently licensed at 1 firm(s): Get Nice Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-13 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-13 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-13 |