Wan Hei Yeung
楊允熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Hei Yeung (楊允熙), CE reference AUW128. Currently licensed at 1 firm(s): Glory Sun Securities Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-15 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-15 | 2022-09-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-10 | 2020-05-05 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-10 | 2020-05-05 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-10 | 2020-02-12 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-10 | 2020-02-12 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-11 | 2018-04-25 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-11 | 2018-04-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-09 | 2017-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-09 | 2017-01-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-08 | 2015-11-23 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-08 | 2015-11-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-09 | 2015-07-03 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-09 | 2015-07-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-09 | 2015-07-03 |