Chak Hung Mak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Hung Mak (麥澤鴻), a licensed Responsible Officer with CE reference AAC295. Currently licensed at 1 firm(s): Global Prosperity Financial Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.9 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-16 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 - Advising on securities | 2022-11-16 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 - Asset management | 2022-11-16 | present |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-17 | 2022-09-30 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 - Advising on securities | 2015-07-17 | 2022-09-30 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 9 - Asset management | 2015-07-17 | 2022-09-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-23 | 2015-07-17 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-23 | 2015-07-17 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2014-04-23 | 2015-07-17 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-22 | 2014-04-23 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-11 | 2013-03-01 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 9 - Asset management | 2012-10-18 | 2013-03-01 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2010-04-19 | 2011-10-14 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2009-08-18 | 2011-10-14 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 - Asset management | 2008-05-29 | 2008-11-14 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2007-01-08 | 2008-11-14 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-05 | 2006-06-13 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2006-06-05 | 2008-11-14 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-05-11 | 2006-06-05 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-07-27 | 2006-01-17 |
| Ethk Funds Limited | RO | Type 4 - Advising on securities | 2005-01-13 | 2005-07-05 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2005-01-13 | 2005-07-05 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chak Hung Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.