Lap Kan Yau
丘立根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kan Yau (丘立根), CE reference AAC871. Currently licensed at 1 firm(s): Glory Sun Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-20 |