Oswald Tsang Tao Chan
陳錚濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oswald Tsang Tao Chan (陳錚濤), CE reference AQS492. Currently licensed at 1 firm(s): Gennex Capital Advisers Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gennex Capital Advisers Limited 睿盛資本顧問有限公司 |
RO | Type 9 — Asset management | 2020-11-05 | present |
| Gennex Capital Advisers Limited 睿盛資本顧問有限公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2020-11-05 |
| Giant Venture Asset Management Limited 嘉遠資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-04 | 2019-02-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-02 | 2018-08-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-23 | 2018-01-31 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2013-12-03 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-01 | 2013-12-03 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-01 | 2011-03-11 |