Sha Liu
劉莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Liu (劉莎), CE reference BDV116. Currently licensed at 1 firm(s): Gold Mountains Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-07 | present |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | present |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-21 | 2018-06-07 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-21 | 2018-06-07 |