King Tang Yan
甄景騰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Tang Yan (甄景騰), a licensed Responsible Officer with CE reference ACD374. Currently licensed at 1 firm(s): Glenworth Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.6 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glenworth Capital Limited | RO | Type 4 - Advising on securities | 2025-01-08 | present |
| Glenworth Capital Limited | RO | Type 9 - Asset management | 2025-01-08 | present |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-06 | 2024-10-08 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-06 | 2024-10-08 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 9 - Asset management | 2024-02-06 | 2024-10-08 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-14 | 2024-01-19 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 4 - Advising on securities | 2022-12-14 | 2024-01-19 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-15 | 2022-12-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-15 | 2022-12-14 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-22 | 2022-04-20 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 - Advising on securities | 2015-12-28 | 2022-06-30 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-30 | 2022-06-30 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-23 | 2015-04-22 |
| Nerico Brothers Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-02-03 |
| Nerico Brothers Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-02 |
| Nerico Brothers Limited | RO | Type 9 - Asset management | Pre-2003 | 2006-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Tang Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Raymond Kwok Hung Fung | GT Capital Limited | 2015–2021 |
| Ping Wai Kwong | M Securities Limited | 2006–2015 |
| Martin Kim Ho Li | M Securities Limited | 2006–2015 |
| Yee Pui Chan | M Securities Limited | 2008–2015 |
| Wing Kuen Wong | M Securities Limited | 2008–2014 |
| Siu Po Lui | GT Capital Limited | 2015–2021 |
| Alton Chuen Ka Tran | M Securities Limited | 2006–2010 |
| Sheung Pan Lui | GT Capital Limited | 2015–2022 |
| Chun Hon Lau | M Securities Limited | 2006–2010 |
| Chung Hong Tung | M Securities Limited | 2006–2010 |
| King Tai So | M Securities Limited | 2006–2010 |
| Tsz Ho Lau | M Securities Limited | 2008–2012 |
| Lingling Hu | GT Capital Limited | 2015–2022 |
| King Yau Wu | GT Capital Limited | 2015–2022 |
| Yun Na Wong | GT Capital Limited | 2019–2022 |
| Hiu Mei Chung | GT Capital Limited | 2016–2018 |
| Wang Chim Ng | M Securities Limited | 2009–2011 |
| Alan Ka Lun Yau | GT Capital Limited | 2018–2022 |
| Jimmy Tsz Ming Yu | GT Capital Limited | 2015–2018 |
| Sunming Lin | Glenworth Capital Limited | 2025–present |